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Services

Financial Planning

From paying for education to preparing for retirement, we work with you to develop and implement a lifetime financial plan for protecting your interests and achieving your dreams.

Equity Services

Brokerage transactions for common and preferred stocks, warrants and other securities which are listed on the national securities exchanges as well as unlisted (OTC) offerings.

Mutual Funds

We offer experienced guidance in recommending and selecting professionally managed mutual funds for large and small investors. Here is a partial list of our mutual fund partners:

  • ADIRONDACK FUNDS
  • AIM MONEY MARKET FUNDS
  • ALLIANCE FUNDS
  • ALLIANZ FUNDS
  • AMERICAN CENTURY FUNDS
  • AMERICAN FUNDS
  • BLACKROCK FUNDS
  • CALAMOS FUNDS
  • CENTURY FUNDS
  • COHEN & STEERS FUNDS
  • COLUMBIA FUNDS
  • DELAWARE / VAGEUR FUNDS
  • DREYFUS FUNDS
  • DWS FUNDS
  • EAGLE FUNDS
  • EATON VANCE FUNDS
  • EVERGREEN FUNDS
  • FEDERATED FUNDS
  • FIDELITY FUNDS
  • FIRST EAGLE FUNDS
  • FRANKLIN TEMPLETON FUNDS
  • GABELLI FUNDS
  • GOLDMAN SACHS FUNDS
  • HARBOR FUNDS
  • ING PILGRIM FUNDS
  • INVESCO AIM FUNDS
  • IVY FUNDS
  • JANUS FUNDS
  • JOHN HANCOCK FUNDS
  • JP MORGAN OFFSHORE FUNDS
  • JP MORGAN FUNDS
  • LORD ABBETT FUNDS
  • MAINSTAY FUNDS
  • MFS FUNDS
  • NATIONWIDE FUNDS
  • NATIXIS FUNDS
  • NUVEEN FUNDS
  • OPPENHEIMER FUNDS
  • PIMCO / RCM FUNDS
  • PIONEER FUNDS
  • ROYCE FUNDS
  • RS FUNDS
  • RYDEX FUNDS
  • SCUDDER FUNDS
  • T. ROWE PRICE FUNDS
  • VAN KAMPEN FUNDS
  • VANGUARD FUNDS
  • WINSLOW GREEN FUNDS
  • WORLD FUNDS

Professional Affiliations

Securities are offered through Capitol Securities Management, Inc., member SIPC and FINRA. Securities are held by Pershing, LLC a division of Bank of New York Mellon, and are insured for their full value.

Corporate Bonds, CDs & Tax-Exempt Securities

For those seeking competitive taxable current yields, we offer listed and unlisted corporate bonds and convertible bonds, and broker federally insured certificates of deposit from other financial institutions. Through our bond-trading desk, we offer a variety of attractive, tax free municipal bonds from local and national issuers.

Professional Money Management

We serve as professional money managers, supervising your portfolio and recommending changes to keep your investments aligned with the rapidly changing financial environment and your goals.

Annuities & Life Insurance

We help clients achieve well balanced portfolios with the ability to secure low-cost, competitively priced policies for life insurance, retirement plans, and tax-deferred accrual of gains and interest.

Insurance Services

  • Estate Planning, Trusts and Charitable Planning;
  • Employee Benefits – Pension Planning;
  • Business Insurance - Entity Continuation Agreements;
  • Long-Term Care Insurance.

Retirement Benefit Plans

Tax advantaged retirement plans for individuals or corporations. Low cost IRA, Profit Sharing, Money Purchase, Simplified Employee Pension (SEP), 401(k), and Pension Plans.

Stock Options

With our direct connections to all major options markets, we can assist you with options strategies to suit particular investment objectives.

Private Wealth Management

Comprehensive wealth advisory service for high net worth clients.